0000034563-05-000014.txt : 20120626
0000034563-05-000014.hdr.sgml : 20120626
20050314170354
ACCESSION NUMBER: 0000034563-05-000014
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050314
DATE AS OF CHANGE: 20050314
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: FARMER BROTHERS CO
CENTRAL INDEX KEY: 0000034563
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 950725980
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-30680
FILM NUMBER: 05679039
BUSINESS ADDRESS:
STREET 1: 20333 S NORMANDIE AVE
CITY: TORRANCE
STATE: CA
ZIP: 90502
BUSINESS PHONE: 3107875200
MAIL ADDRESS:
STREET 1: 20333 SOUTH NORMANDIE AVENUE
CITY: TORRANCE
STATE: CA
ZIP: 90502
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: FARMER ROY E
CENTRAL INDEX KEY: 0001276401
FILING VALUES:
FORM TYPE: SC 13D/A
MAIL ADDRESS:
STREET 1: 20333 S NORMANDIE AVE
CITY: TORRANCE
STATE: CA
ZIP: 90502
SC 13D/A
1
schd13daref0314.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(AMENDMENT NO. 2)
Farmer Bros. Co.
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(Name of Issuer)
Common Stock, $1.00 Par Value
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(Title of Class of Securities)
307675108
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(CUSIP Number)
Roy E. Farmer
c/o Farmer Bros. Co
20333 South Normandie Avenue
Torrance, CA 90502
(310) 787-5200
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(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
January 7, 2005
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box. [ ]
SCHEDULE 13D/A
(AMENDMENT NO. 2)
CUSIP NO. 307675108
1. NAME OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Roy E. Farmer (Deceased)
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(A) [ ] (B) [ ]
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3. SEC USE ONLY
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4. SOURCE OF FUNDS
OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
NUMBER OF 7 SOLE VOTING POWER
SHARES None
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY None
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON None
WITH
10 SHARED DISPOSITIVE POWER
None
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 shares of Common Stock, $1.00 par value per share
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
14 TYPE OF REPORTING PERSON
IN
Item 1. Security and Issuer
This statement relates to shares of Common Stock, par value $1.00 per share,
of Farmer Bros. Co., a Delaware corporation (the "Company"), having its
principal executive offices at 20333 South Normandie Avenue, Torrance,
California 90502.
Item 2. Identity and Background
(a) Roy E. Farmer (Deceased)
(b) c/o Farmer Bros. Co., 20333 South Normandie Avenue, Torrance, California
90502.
(c) Deceased. President, CEO and Chairman of the Board of the Company until his
death on January 7, 2005.
(d) The Reporting Person had not been, during the last five years, convicted in
any criminal proceeding (excluding traffic violations or similar misdemeanors).
(e) The Reporting Person had not been, during the last five years, a party to a
civil proceeding of a judicial or administrative body of competent jurisdiction
as a result of which the Reporting Person was subject to a judgment, decree or
final order enjoining future violations of, or prohibiting or mandating
activities subject to, federal or state securities laws or finding any
violation with respect to such laws. This filing is made to reflect the
termination of Roy E. Farmer's beneficial ownership of shares by reason of his
death.
(f) Roy E. Farmer was a citizen of the United States of America.
Item 3. Source and Amount of Funds or Other Consideration
The Reporting Person died on January 7, 2005. Prior to his death, the
Reporting Person was the beneficial owner of 6,311,282 shares of Common Stock
of the Company, including 6,309,580 shares previously reported on Schedule 13D
filed on January 6, 2004, as amended by Schedule 13D/A filed on March 19, 2004.
This filing is made to reflect the termination of the Reporting Person's
beneficial ownership of shares by reason of his death. Beneficial ownership of
such shares was transferred in accordance with trust instruments to successor
trustees under various family trusts. Accordingly, no shares were purchased or
sold.
Item 4. Purpose of Transaction
As described in Item 3, there is no other purpose of the transaction.
a. N/A;
b. N/A;
c. N/A;
d. N/A;
e. N/A;
f. N/A;
g. N/A;
h. N/A;
i. N/A; or
j. N/A.
Item 5. Interest in Securities of the Issuer
a. N/A;
b. N/A;
c. N/A;
d. N/A; or
e. January 7, 2005.
Item 6. Contracts, Arrangements, Understandings or Relationships With
Respect to Securities of the Issuer.
N/A.
Item 7. Material to be Filed as Exhibits.
None.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify at the information set forth in this statement is true, complete and
correct.
Date: March 14, 2005
By: /s/ Carol Lynn Farmer Waite
--------------------------------------
Carol Lynn Farmer Waite, Attorney-In-Fact
For Jeanne Ann Farmer Grossman, Executor
Under Will of Roy E. Farmer